Returns/Forms

Financial returns

The requirements for annual reporting to the Authority are contained in the Insurance Act 2008 and the Insurance Intermediary (General Business) Regulations 2020.

Forms

Please find below, links to F&P forms:

• F&P1 Individual Questionnaire
• F&P2 Notification Only Form
• F&P3 Controller Questionnaire (for Controlled Functions R1)
• F&P4 Intermediate Controller Notification Form (for Controlled Function R3)
• F&P5 Controlled Function Cessation Form
  
• Regulatory Guidance - Fitness and Propriety

Please find below links to forms for exempt general insurance intermediaries:

• Exempt FCA Intermediary – Notice 5(2)(a)

• Exempt FCA Intermediary – Annual Regulatory Return 5(2)

Please find below a link to the Annual Regulatory Return for Isle of Man registered insurance intermediaries:

To be used in respect of financial periods ending after 31 March 2024

Fully Registered Insurance Intermediary

• Registered Intermediary - Annual Regulatory Return

• Registered Intermediary - Annual Regulatory Return Guidance

Dual Regulated Insurance Intermediary

• Dual Registered Intermediary - Annual Regulatory Return
• Dual Registered Insurance Intermediary - Annual Regulatory Return Guidance

To be used in respect of financial periods ending on or before 31 March 2024

• Registered Intermediary – Annual Regulatory Return – Regulation 21