Slides from the Isle of Man Financial Services Authority’s regulatory update provided to the AICP Manx State of the Nation 2021
Andrew Kermode and Colin Manley provided a regulatory update to the Alliance of Isle of Man Compliance Professionals’ Manx State of the Nation 2021 conference. The presentation covered the following key themes:
- Supervisory Model & Engagement,
- Supervisory Intervention & Firm Remediation,
- Key Observations and Learning Points, and
- Whistleblowing.
Please click here for a link to the slides.