Enforcement Decision-Making Process

In its Strategic Plan which was published last year, the Authority committed to further develop its culture of constructive, open and transparent engagement with industry and other key stakeholders. As part of that commitment, the Authority has developed and implemented a new enforcement decision-making process. The Authority will be introducing this new decision-making process to industry during a series of seminars in Q3 2019. The decision-making process document (the “DMP”), which will be published on our website in Q3 2019, sets out clearly the staged process which the Authority follows when considering certain enforcement action. The DMP also introduces for the first time in a public document the concept of settlement in enforcement cases.

The Authority will be communicating with industry in July 2019 regarding the seminars.