IOSCO Member Investor Alerts / Warnings - CD/12/2010
Update – 27 April 2010
This notice is issued by the Financial Supervision Commission (“the Commission”) in accordance with the powers conferred upon it under Section 30 of the Financial Services Act 2008.
The Isle of Man Financial Supervision Commission is a member of the International Organization of Securities Commissions (“IOSCO”)
IOSCO is recognized as the international standard setter for securities markets. The Organization's wide membership regulates more than 90% of the world's securities markets. IOSCO members regulate more than one hundred jurisdictions and the Organization's membership is steadily growing.
IOSCO has launched a new service of disseminating to the full IOSCO membership any Investor Alerts and Warnings that are published by IOSCO members.
These Investor Alerts and Warnings will typically refer to entities which are not authorized to provide investment services from the relevant jurisdiction. Members of the public should be cautious of these entities.
The Isle of Man Financial Supervision Commission has been advised of Investor Alerts / Warnings issued recently by the following IOSCO members in respect of the entities listed below. Also listed below are the website addresses of the relevant IOSCO members.
| Date of Circulation | Subject | Member Issuing Warning |
| 6 April 2010 | - Bergstein Financial
- Digits Financial Hong Kong Company
- E-Trader Limited
- Beijing Securities
- China Mercantile Exchange
- Covast Limited
- EquiAsia Group Limited
- Monetary Authority of China
- Pacific Global Advisors Co., Limited
- Schapiro Global Inc
- Transfer Services Ltd
- Front Futures
see:http://www.invested.hk/InvestEdAlertList/en/InvestEdFullListServlet |
Hong Kong Securities |
| 9 April 2010 | - Asia Auction Inc.
- Cheer Fortune International Investment Management Company Limited
- Famex Financial
- FXMETATRADER Japan Company Limited
- FKL Investments
- Markets Central
- MY FX STAR
- Reich Global Ltd
- Sunrise Futures LLC
See:http://www.invested.hk/InvestEdAlertList/en/InvestEdFullListServlet
|
Hong Kong Securities and Futures Commission |
| 9 April 2010 | Capital Markets Advisory | Jersey Financial Services Commission |
| 21 April 2010 | Mr A.G. de Vos, trading as Krediet voor Iedereen and Iedereen een Krediet, (De Vos) | AFM |
| 21 April 2010 | Jordan & Cole Investments Ltd (Singapore, Panama, British West Indies, Bahrain & Taiwan)
London McFee Investment (The Netherlands) Parker Forrester (China, USA & Brazil) |
The Irish Financial Services Regulatory Authority |
| 26 April 2010 | - Crown Wealth International
- Faithway Limited
- Future Index
- HKOFX
- Hong Kong & New Territories Futures Board
- Levin Mayer
- New Times Capital (HK) Ltd
- Newton International Limited
- Shanghai Mercantile Exchange
See:http://www.invested.hk/InvestEdAlertList/en/InvestEdFullListServlet
|
Hong Kong Securities and Futures Commission |
The Commission is drawing attention to these Investor Alerts / Warnings in order to assist the due diligence process of its licenceholder or members of the public which may have dealings with these entities.
If further information is required, interested parties should contact the relevant IOSCO Member via their website address listed above.
FSC Reference: CD/12/2010